If you are not yet a client of Vision Brokerage Services, please contact our branch office located nearest to you for assistance or utilize our General Contact information. We would be happy to discuss your financial situation with you and assist you to open a new account with us.

Please find below the necessary account documents provided by our clearing firm, Vision Financial Markets. You can download these forms from our Web site for easy access. Please contact us directly with any questions regarding the documents (including which documents you may need to complete and specific questions related to the questions and content within those documents). Completed documents should be sent to our New York office for processing.

Download Forms
Securities Account Application - Individual and Joint *
Securities Account Application - Entity *
Securities Account Application - Individual Retirement Accounts *
Sterling Trust Custodial Agreement and Disclosure Statement
Margin Supplement
Options Supplement **
Cash Management Supplement
Money Market Sweep (Stand Alone)
Custodial Supplement
LLC Resolution and Certificate
Partnership Resolution and Certificate
Corporate Resolution
Trustee Certification (Trust Under Agreement)
Trustee Certification (Trust Under Will)
Limited Trading Authorization
Full Trading Authorization
Check Deposits Form
IRA Deposits Form
  *When transfering an existing securities account, please provide a copy of the most recent statement with your application

*Options involve risk and are not suitable for all investors. Prior to buying or selling an option, a person must receive a copy of Characteristics and Risks of Standardized Options (with 1997 through 2012 supplements),
November 2012 supplement to Characteristics and Risks of Standardized Options. Besides being accessible via our Web site, copies of the Options Disclosure Document are available from your Vision sales representative, or by calling 1-888-OPTIONS, or from The Options Clearing Corporation, One North Wacker Drive, Suite 500, Chicago, Illinois 60606.
 

Please read our Legal Disclosures and Disclaimers, Privacy Policy, Security Statement, Trade Execution Quality Statement,
Important Information on Opening a New Account, Characteristics and Risks of Standardized Options (with 1997 through 2012 supplements),
November 2012 supplement to Characteristics and Risks of Standardized Options

Vision is a diversified group of affiliated companies that offer commodities brokerage and clearing services, securities brokerage,
asset management, Commodity Trading Advisor selection and private investment funds. Vision Brokerage Services, LLC is a registered broker/dealer
and member FINRA and SIPC.

© 2013. Vision Brokerage Services, LLC
All rights reserved. Products and services in these Web pages are not offered to residents of certain countries where the Vision entity
may not be licensed or authorized to conduct business. Information on this site is provided on an “as is” basis and is not intended
for trading purposes or as investment advice.